Job Description - Compliance Officer
Location: Doha, Qatar
Department: Compliance
Salary: Best in the Industry
Hours: Fulltime
Employment Type: Permanent
The Compliance Officer shall be responsible for ensuring that the company abides by all applicable laws, regulations and internal policies. This includes reviewing existing policies, making sure they are up-to-date and compliant with all relevant laws, and recommending new policies where necessary. The Compliance Officer also carries out regular assessments of the company operations, making sure the procedures, processes and operations are compliant with all applicable laws and regulations. The Compliance Officer is also responsible for monitoring all changes to the laws, regulations and internal policies to ensure the company is always compliant. In addition, the Compliance Officer is also responsible for identifying any areas of non-compliance and working with the relevant personnel to address any issues and ensure full compliance.
Role Purpose
The purpose of the Compliance Officer is to ensure that the company is adhering to all applicable laws, regulations, and policies. This involves monitoring the company activities, identifying any potential risks or compliance issues, and taking corrective action to ensure that the company is compliant with all relevant legal and regulatory requirements. The Compliance Officer is also responsible for implementing internal controls, providing guidance and training on compliance matters, and conducting internal audits to ensure that the company is meeting its compliance obligations.
About the Role
The Compliance Officer shall be responsible for ensuring the company is compliant with applicable laws and regulations, and provides advice and guidance on regulatory matters. They review and monitor compliance policies and procedures, investigate potential breaches of regulations, and develop training programs to ensure staff are aware of and adhere to the relevant regulations. They also liaise with regulators and provide advice on compliance issues.
Duties
● Perform risk assessments and reviews to ensure compliance with applicable laws and regulations
● Monitor changes in legislation and advise management of necessary compliance measures
● Develop and implement policies and procedures to ensure compliance with relevant regulations
● Provide training to staff on areas such as anti-money laundering and data protection
● Assist with the preparation and filing of regulatory returns and reports
● Liaise with the relevant external bodies to ensure the bank's compliance with regulations
● Conduct internal investigations into compliance issues
● Keep up to date with legal and regulatory developments
● Identify potential compliance risks and take appropriate measures to mitigate them
Skills
Knowledge of banking regulations and laws
● Excellent analytical and problem solving abilities
● Confidence in making decisions
● High attention to detail and accuracy
● Strong interpersonal and communication skills
Requirements
● A relevant degree in finance or a related field
● Knowledge of the banking industry regulations
● Excellent problem solving and communication skills
● Strong attention to detail
● Ability to work well under pressure
● Excellent oral and written communication skills (incl. report writing) in English and Arabic
● He/she will possess 3-5 years experience in a compliance/internal audit department of a financial institution or regulatory agency preferably in compliance or internal audit function.
● Bachelor degree with professional qualifications such as CPA/CIA/CA
Personal Traits
● Organised
● Detail-oriented
● Able to work independently
● Excellent communication skills
● Strong understanding of banking regulations
ترسل السير الذاتيه على الاميل
الوظيفة : موظف امتثال
مكان العمل قطر
المهام الوظيفية والشروط في المرفق